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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-04-26
  • AZ RA
    APPROVED
    Since 2021-04-26

Branch Locations

3133 West Frye Road Suite 410, Chandler, AZ 85226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Scottsdale AZ 11/2020 Present
Merrill Lynch Chandler AZ 10/2020 11/2020
Blacktide Capital Management Phoenix AZ 01/2012 05/2019
Education/Self-Employed Scottsdale AZ 05/2019 10/2020
  • 11/2020 → Present
    Scottsdale, AZ
  • 10/2020 → 11/2020
    Merrill Lynch
    Chandler, AZ
  • 01/2012 → 05/2019
    Blacktide Capital Management
    Phoenix, AZ
  • 05/2019 → 10/2020
    Education/Self-Employed
    Scottsdale, AZ
Other Businesses

(1)Name of Business: Dixxon Flannel Co. Address: 11184 W Golddust Dr., Queen Creek, AZ, 85144, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 03/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Very small equity stake in a friend's company. Will help with some business growth ideas, be an added presence in some meetings, and be a sounding board for ideas going forward.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-23
  • S66 Uniform Combined State Law Examination
    2021-04-23

View on SEC IAPD

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