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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-12-07 |
| DC | RA | APPROVED | 2010-12-16 |
| TX | RA | APPROVED | 2010-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 07/2004 | Present |
| Bank Of America, N.A. | Washington | DC | 01/2017 | Present |
I*80829 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ALLIANCE PROPERTIES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: LORTON, VIRGINIA 22079 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY I*126534 For profit or not for profit: For-Profit Organization Name of outside business organization: HMV LLC Investment related: N Address of business: SPRINGFIELD, Virginia 22153 Nature of business: LLC, Position, title, association: Other, MEMBER Start date of relationship: 9/17/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: MEMBER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-20 |
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