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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-06
  • AZ RA
    APPROVED
    Since 2025-06-06

Branch Locations

17200 North Perimeter Drive Suite 203, Scottsdale, AZ 85255 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cigarz Lounge Lincoln NE 05/2016 09/2020
Huskervision Lincoln NE 08/2017 05/2018
Cnbc Englewood Cliffs NJ 05/2018 08/2018
Td Ameritrade Southlake TX 09/2020 08/2022
Farm Bureau Lincoln NE 08/2017 05/2018
University Nebraska - Lincoln Lincoln NE 07/2012 12/2016
State Street Global Advisors Funds Distributors, Llc Boston MA 09/2022 03/2025
State Street Global Advisors Trust Company Boston MA 09/2022 03/2025
Hightower Advisors, Llc Scottsdale AZ 03/2025 Present
Hightower Securities, Llc Scottsdale AZ 03/2025 Present
  • 05/2016 → 09/2020
    Cigarz Lounge
    Lincoln, NE
  • 08/2017 → 05/2018
    Huskervision
    Lincoln, NE
  • 05/2018 → 08/2018
    Cnbc
    Englewood Cliffs, NJ
  • 09/2020 → 08/2022
    Td Ameritrade
    Southlake, TX
  • 08/2017 → 05/2018
    Farm Bureau
    Lincoln, NE
  • 07/2012 → 12/2016
    University Nebraska - Lincoln
    Lincoln, NE
  • 09/2022 → 03/2025
    State Street Global Advisors Funds Distributors, Llc
    Boston, MA
  • 09/2022 → 03/2025
    State Street Global Advisors Trust Company
    Boston, MA
  • 03/2025 → Present
    Scottsdale, AZ
  • 03/2025 → Present
    Hightower Securities, Llc
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-27
S63 Uniform Securities Agent State Law Examination 2021-07-01
  • S65 Uniform Investment Adviser Law Examination
    2025-05-27
  • S63 Uniform Securities Agent State Law Examination
    2021-07-01
Other Names
  • Aaron Kee Wong
  • Aaron Kee Wong
  • Aaron Wong

View on SEC IAPD

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