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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-06 |
Branch Locations
17200 North Perimeter Drive Suite 203, Scottsdale, AZ 85255 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cigarz Lounge | Lincoln | NE | 05/2016 | 09/2020 |
| Huskervision | Lincoln | NE | 08/2017 | 05/2018 |
| Cnbc | Englewood Cliffs | NJ | 05/2018 | 08/2018 |
| Td Ameritrade | Southlake | TX | 09/2020 | 08/2022 |
| Farm Bureau | Lincoln | NE | 08/2017 | 05/2018 |
| University Nebraska - Lincoln | Lincoln | NE | 07/2012 | 12/2016 |
| State Street Global Advisors Funds Distributors, Llc | Boston | MA | 09/2022 | 03/2025 |
| State Street Global Advisors Trust Company | Boston | MA | 09/2022 | 03/2025 |
| Hightower Advisors, Llc | Scottsdale | AZ | 03/2025 | Present |
| Hightower Securities, Llc | Scottsdale | AZ | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-01 |
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