Briley Dalton Baca

Employer firm

Royal Fund Management, LLC CRD 144434

$1.56B regulatory AUM 23 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISOR TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → Present
  Royal Fund Management, Llc Dba Advanced Financial Strategies
  Lady Lake, FL
• 02/2020 → Present
  Advanced Financial Strategies, Inc
  Clinton, OK
• 05/2019 → 01/2020
  Pioneer Telephone Coop
  Kingfisher, OK
• 05/2019 → 05/2019
  Gr Energy Services
  Weatherford, OK
• 08/2016 → 05/2019
  Southwestern Oklahoma State University
  Weatherford, OK

Other Businesses

1) 02/2020 Advanced Financial Strategies, Inc. ; Clinton OK ; Investment Related : Vice President/Insurance Agent ; approximately 160 hours a month/ 5 hours a day during trading hours ; meeting with clients to discuss insurance needs and taking care of technology in our office 2) 06/2018 Independent Licensed Insurance Agent: Clinton OK ; investment related ; Life & Medicare ; 10 hours a month 3) 1/2022 Baca Wealth Management LLC; Clinton OK ; Investment Related : Founder ; Income Tax Purposes only 4.) Weatherford Rotary Club; Treasurer: Non-Profit; Not Investment Related; Handle the finances for the organization, i.e. pay bills, keep statements & payments in order. No financial interest in business; Approximate percentage of time per month: 5%

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-09-19

Designations

• Certified Financial Planner