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Antonio Ruben Gutierrez

Sg Wealth Managers LLC

Scottsdale, AZ

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Current Employers
Sg Wealth Managers Llc

7900 E Thompson Peak Pkwy Unit 104, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-27
TX RA APPROVED 2024-03-08
  • AZ RA
    APPROVED
    Since 2024-03-27
  • TX RA
    APPROVED
    Since 2024-03-08

Branch Locations

7900 E Thompson Peak Pkwy Unit 104, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Fountain Hills AZ 04/2018 12/2023
J.P. Morgan Securities Llc Fountain Hills AZ 09/2020 12/2023
Flo's Scottsdale AZ 08/2015 11/2016
Butters Scottsdale AZ 01/2017 03/2018
Pei Wei Scottsdale AZ 11/2016 12/2016
Flo's Scottsdale AZ 05/2018 08/2018
Flemings Scottsdale AZ 07/2018 03/2020
Pei Wei Cave Creek AZ 11/2016 12/2016
Sg Wealth Managers Llc Scottsdale AZ 01/2024 Present
  • 04/2018 → 12/2023
    Jpmorgan Chase Bank, N.A.
    Fountain Hills, AZ
  • 09/2020 → 12/2023
    J.P. Morgan Securities Llc
    Fountain Hills, AZ
  • 08/2015 → 11/2016
    Flo's
    Scottsdale, AZ
  • 01/2017 → 03/2018
    Butters
    Scottsdale, AZ
  • 11/2016 → 12/2016
    Pei Wei
    Scottsdale, AZ
  • 05/2018 → 08/2018
    Flo's
    Scottsdale, AZ
  • 07/2018 → 03/2020
    Flemings
    Scottsdale, AZ
  • 11/2016 → 12/2016
    Pei Wei
    Cave Creek, AZ
  • 01/2024 → Present
    Sg Wealth Managers Llc
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
S63 Uniform Securities Agent State Law Examination 2020-12-15
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    2020-12-15
Other Names
  • Antonio Ruben Gutierrez
  • Antonio Gutierrez
  • Antonio Ruben Gutierrez Macias

View on SEC IAPD

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PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR
CETERA INVESTMENT ADVISERS LLC
FAITH INVESTOR SERVICES
MERIDIAN WEALTH MANAGEMENT, LLC

Other Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN
MARC ALAN NORMANN
Susanne T Gibo
PAUL JOSEPH SEIDMAN
JARON DAVID CARMICHAEL
HUSSEIN ELGOHARY

Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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