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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-20
  • CO RA
    APPROVED
    Since 2026-03-20

Branch Locations

521 Rood Ave Ste B, Grand Jct, CO 81501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Armed Forces Fort Leonard Wood MO 05/2015 10/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2020 Present
Northwestern Mutual Investment Services Llc Colorado Spgs CO 10/2020 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2021 Present
  • 05/2015 → 10/2020
    Armed Forces
    Fort Leonard Wood, MO
  • 10/2020 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2020 → Present
    Colorado Spgs, CO
  • 06/2021 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-19
S63 Uniform Securities Agent State Law Examination 2021-03-19
  • S66 Uniform Combined State Law Examination
    2026-03-19
  • S63 Uniform Securities Agent State Law Examination
    2021-03-19
Other Names
  • Jacob Thomas Scoggin

View on SEC IAPD

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