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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-05-06
TX RA APPROVED 2021-05-06
  • CO RA
    APPROVED
    Since 2021-05-06
  • TX RA
    APPROVED
    Since 2021-05-06

Branch Locations

360 W Park Dr Suite 200, Grand Junction, CO 81505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Denver CO 05/2014 11/2016
Wells Fargo Clearing Services, Llc Grand Junction CO 11/2016 05/2021
D.A. Davidson & Co. Grand Junction CO 05/2021 Present
Previous Registrations
  • 2014-05-30 → 2021-05-12
    Grand Junction, CO
    Denver, CO
    Grand Junction, CO
    Greenwood Village, CO
    Clifton, CO
    Parachute, CO
    Greenwood Village, CO
    Grand Junction, CO
    Colorado Springs, CO
  • 2010-09-29 → 2014-06-02
    Saint George, UT
    Grand Junction, CO
    Grand Junction, CO
    Fruita, CO
    Grand Junction, CO
    Edwards, CO
    Avon, CO
    Norwood, CO
    Dillon, CO
    Montrose, CO
    Frisco, CO
    Vail, CO
    Vail, CO
    Peyton, CO
    Glenwood Springs, CO
    Telluride, CO
    Breckenridge, CO
    Cedaredge, CO
    Gypsum, CO
    Aspen, CO
    Glenwood Springs, CO
    Granby, CO
    Telluride, CO
    Delta, CO
    Carbondale, CO
    Park City, UT
    Hurricane, UT
    Saint George, UT
Other Businesses

CHRISTOPHER CONSTRUCTION, LLC; INVESTMENT RELATED; FRUITA, CO; CO-OWNER/VICE PRESIDENT; START 1/27/26; 0 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; SILENT INVESTOR IN CONSTRUCTION COMPANY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-28
S63 Uniform Securities Agent State Law Examination 2001-08-25
S65 Uniform Investment Adviser Law Examination 2000-04-05
  • S66 Uniform Combined State Law Examination
    2010-09-28
  • S63 Uniform Securities Agent State Law Examination
    2001-08-25
  • S65 Uniform Investment Adviser Law Examination
    2000-04-05
Other Names
  • Amy Brooke Gaurmer/Searle
  • Brooke Paronto
  • Amy Brooke Paronto

View on SEC IAPD

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