Carl Glenn Dice

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2020 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 02/2018 → 03/2020
  Pro Outdoor Services
  Scottsdale, AZ
• 09/2015 → 12/2017
  Hyatt Regency Resort & Spa
  Scottsdale, AZ
• 09/2001 → 06/2020
  Southern Oregon University
  Ashland, OR

Exams

• S66 Uniform Combined State Law Examination
  2022-09-07
• S63 Uniform Securities Agent State Law Examination
  2021-08-06

Other Names

• Carl G Dice