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Alexis I Manning

Rbc Capital Markets, LLC

Phoenix, AZ

Chandler, AZ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-09
AZ RA APPROVED 2026-05-22
  • TX RA
    APPROVED_RES
    Since 2026-07-09
  • AZ RA
    APPROVED
    Since 2026-05-22

Branch Locations

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Chandler, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Phoenix AZ 05/2026 Present
Charles Schwab & Co., Inc. Phoenix AZ 09/2020 05/2026
Village Inn Mesa AZ 01/2016 07/2018
Superstar Car Wash Gilbert AZ 06/2018 11/2018
St. Joseph's Hospital (Dignity Health) Phoenix AZ 11/2018 09/2020
Williams Field High School Gilbert AZ 08/2014 05/2018
Schwab Wealth Advisory, Inc. Phoenix AZ 07/2023 05/2026
  • 05/2026 → Present
    Rbc Capital Markets, Llc
    Phoenix, AZ
  • 09/2020 → 05/2026
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 01/2016 → 07/2018
    Village Inn
    Mesa, AZ
  • 06/2018 → 11/2018
    Superstar Car Wash
    Gilbert, AZ
  • 11/2018 → 09/2020
    St. Joseph's Hospital (Dignity Health)
    Phoenix, AZ
  • 08/2014 → 05/2018
    Williams Field High School
    Gilbert, AZ
  • 07/2023 → 05/2026
    Schwab Wealth Advisory, Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-21
S63 Uniform Securities Agent State Law Examination 2021-09-04
  • S66 Uniform Combined State Law Examination
    2023-08-21
  • S63 Uniform Securities Agent State Law Examination
    2021-09-04

View on SEC IAPD

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