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Anna Case

Founders Capital Management, LLC

Hartford, CT

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Current Employers
Founders Capital Management, Llc

One State Street Suite 1700, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-13
TX RA APPROVED 2022-05-13
  • CT RA
    APPROVED
    Since 2022-05-13
  • TX RA
    APPROVED
    Since 2022-05-13

Branch Locations

One State Street Suite 1700, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Founders Capital Management, Llc Hartford CT 02/2022 Present
Morgan Stanley & Co. Llc Purchase NY 10/2020 02/2022
Macquarie Capital (Usa) Inc. New York NY 07/2019 10/2021
Macquarie Capital (Usa) Inc. New York NY 06/2018 07/2018
Kamp Kohut Oxford ME 06/2017 08/2017
Full Time Student Hamilton NY 01/2012 05/2017
Colgate University Hamilton NY 09/2015 05/2019
  • 02/2022 → Present
    Founders Capital Management, Llc
    Hartford, CT
  • 10/2020 → 02/2022
    Morgan Stanley & Co. Llc
    Purchase, NY
  • 07/2019 → 10/2021
    Macquarie Capital (Usa) Inc.
    New York, NY
  • 06/2018 → 07/2018
    Macquarie Capital (Usa) Inc.
    New York, NY
  • 06/2017 → 08/2017
    Kamp Kohut
    Oxford, ME
  • 01/2012 → 05/2017
    Full Time Student
    Hamilton, NY
  • 09/2015 → 05/2019
    Colgate University
    Hamilton, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-13
  • S65 Uniform Investment Adviser Law Examination
    2022-05-13
Designations

View on SEC IAPD

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Other Investors

RANDY SCOTT HOLMEEN
PETER NILS JUNGGREN
JONATHAN TAYLOR KEENEY FRUCCE
Cassandra R Beauvais
Danny Alberto Parenteau
STEVEN THOMAS NORRIS
SALVATORE JOSEPH TARTAGLIONE
TIMOTHY DONALD BRODERICK

Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

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