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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-01-11 |
| NC | RA | APPROVED | 2023-01-09 |
| OH | RA | APPROVED | 2021-07-13 |
Branch Locations
12977 North Forty Drive Suite 215, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Norfolk Southern Corporation | Toledo | OH | 01/1997 | 02/2021 |
| New York Life Insurance Company | Maumee | OH | 09/2020 | 06/2021 |
| Transamerica Financial Advisors, Inc | St. Louis | MO | 07/2021 | Present |
| World Financial Group, Inc. | St. Louis | MO | 06/2021 | Present |
| New York Life Insurance Company | Maumee | OH | 11/2020 | 06/2021 |
| Nylife Securities, Llc | Maumee | OH | 03/2021 | 06/2021 |
| Norfolk Southern Corporation | Norfolk | VA | 01/1997 | 02/2021 |
| Business Network International | Maumee | OH | 02/2021 | 03/2023 |
| Metlife | New York | NY | 08/2021 | 03/2023 |
| The Guardian Life Insurance Company Of America | New York | NY | 10/2021 | Present |
| Star Marketing And Administration, Inc | Lake Forest | IL | 12/2021 | 03/2023 |
| Fedex Corp | Perrysburg | OH | 06/2022 | Present |
| Aetna Inc. | Hartford | CT | 07/2022 | Present |
| Digital 55 Llc | Maumee | OH | 07/2022 | Present |
| Iron Road Services Llc | Westville | IN | 03/2023 | Present |
| Rochester & Erie Railway, Llc | Rochester | IN | 04/2023 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Aetna Inc. / 0722-Present / Investment Related: No / 151 Farmington Ave. Hartford, CT 06156 / Agent / Health Insurance / Hrs. Work Monthly: 10 / Sec Trading Hrs: 1 / Place group small business health insurance plans Digital 55 LLC / 0722-Present / Investment Related: No / 1789 Indian Wood Circle, Suite 140 Maumee, OH 43537 / Outside Sales Rep / Builds Websites / Hrs. Work Monthly: 8 / Sec Trading Hrs.: 1 / Contact 10 local small businesses a week & set appointment for new website design & sales FedEx Corp / 0622-Present / Investment Related: No / 100 J Street Perrysburg, OH 43551 / Package Handler/ Transportation / Hrs. Work Monthly: 60 / Sec Trading Hrs: 0 / Load boxes into truck The Guardian Life Insurance Company of America / 1021-Present / Investment Related: Yes / 10 Hudson Yard New York, NY 10001 / Agent / Insurance / Hrs. Work Monthly: 5 / Sec Trading Hrs: 1 / Provide small business with Group Term and Group Disability Insurance Sales/Producer/20/1/Metropolitan Life Insurance Company200 Park AvenueNew YorkNY- New York10166 My contracting with Metropolitan Life Insurance Company as a Producer is necessary in order for me to offer Group Employee Benefits to small businesses IRON ROAD SERVICES LLC POSITION: member NATURE: Railroad Construction INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/09/2023 ADDRESS: 691 E 1065 N, Westville IN 46391, United States DESCRIPTION: Help manage track construction projects. ROCHESTER & ERIE RAILWAY, LLC POSITION: Member NATURE: Freight Railroad INVESTMENT RELATED: No NUMBER OF HOURS: 128 SECURITIES TRADING HOURS: 5 START DATE: 04/04/2023 ADDRESS: 1552 East Lucas Street, Rochester IN 46975, United States DESCRIPTION: Manage the operation of the railroad.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-19 |
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