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James Eugene Reiner

Transamerica Financial Advisors, LLC

St. Louis, MO

CRD 7296883

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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-01-11
NC RA APPROVED 2023-01-09
OH RA APPROVED 2021-07-13
  • MO RA
    APPROVED
    Since 2024-01-11
  • NC RA
    APPROVED
    Since 2023-01-09
  • OH RA
    APPROVED
    Since 2021-07-13

Branch Locations

12977 North Forty Drive Suite 215, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Norfolk Southern Corporation Toledo OH 01/1997 02/2021
New York Life Insurance Company Maumee OH 09/2020 06/2021
Transamerica Financial Advisors, Inc St. Louis MO 07/2021 Present
World Financial Group, Inc. St. Louis MO 06/2021 Present
New York Life Insurance Company Maumee OH 11/2020 06/2021
Nylife Securities, Llc Maumee OH 03/2021 06/2021
Norfolk Southern Corporation Norfolk VA 01/1997 02/2021
Business Network International Maumee OH 02/2021 03/2023
Metlife New York NY 08/2021 03/2023
The Guardian Life Insurance Company Of America New York NY 10/2021 Present
Star Marketing And Administration, Inc Lake Forest IL 12/2021 03/2023
Fedex Corp Perrysburg OH 06/2022 Present
Aetna Inc. Hartford CT 07/2022 Present
Digital 55 Llc Maumee OH 07/2022 Present
Iron Road Services Llc Westville IN 03/2023 Present
Rochester & Erie Railway, Llc Rochester IN 04/2023 Present
  • 01/1997 → 02/2021
    Norfolk Southern Corporation
    Toledo, OH
  • 09/2020 → 06/2021
    New York Life Insurance Company
    Maumee, OH
  • 07/2021 → Present
    Transamerica Financial Advisors, Inc
    St. Louis, MO
  • 06/2021 → Present
    World Financial Group, Inc.
    St. Louis, MO
  • 11/2020 → 06/2021
    New York Life Insurance Company
    Maumee, OH
  • 03/2021 → 06/2021
    Nylife Securities, Llc
    Maumee, OH
  • 01/1997 → 02/2021
    Norfolk Southern Corporation
    Norfolk, VA
  • 02/2021 → 03/2023
    Business Network International
    Maumee, OH
  • 08/2021 → 03/2023
    Metlife
    New York, NY
  • 10/2021 → Present
    The Guardian Life Insurance Company Of America
    New York, NY
  • 12/2021 → 03/2023
    Star Marketing And Administration, Inc
    Lake Forest, IL
  • 06/2022 → Present
    Fedex Corp
    Perrysburg, OH
  • 07/2022 → Present
    Aetna Inc.
    Hartford, CT
  • 07/2022 → Present
    Digital 55 Llc
    Maumee, OH
  • 03/2023 → Present
    Iron Road Services Llc
    Westville, IN
  • 04/2023 → Present
    Rochester & Erie Railway, Llc
    Rochester, IN
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Aetna Inc. / 0722-Present / Investment Related: No / 151 Farmington Ave. Hartford, CT 06156 / Agent / Health Insurance / Hrs. Work Monthly: 10 / Sec Trading Hrs: 1 / Place group small business health insurance plans Digital 55 LLC / 0722-Present / Investment Related: No / 1789 Indian Wood Circle, Suite 140 Maumee, OH 43537 / Outside Sales Rep / Builds Websites / Hrs. Work Monthly: 8 / Sec Trading Hrs.: 1 / Contact 10 local small businesses a week & set appointment for new website design & sales FedEx Corp / 0622-Present / Investment Related: No / 100 J Street Perrysburg, OH 43551 / Package Handler/ Transportation / Hrs. Work Monthly: 60 / Sec Trading Hrs: 0 / Load boxes into truck The Guardian Life Insurance Company of America / 1021-Present / Investment Related: Yes / 10 Hudson Yard New York, NY 10001 / Agent / Insurance / Hrs. Work Monthly: 5 / Sec Trading Hrs: 1 / Provide small business with Group Term and Group Disability Insurance Sales/Producer/20/1/Metropolitan Life Insurance Company200 Park AvenueNew YorkNY- New York10166 My contracting with Metropolitan Life Insurance Company as a Producer is necessary in order for me to offer Group Employee Benefits to small businesses IRON ROAD SERVICES LLC POSITION: member NATURE: Railroad Construction INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 03/09/2023 ADDRESS: 691 E 1065 N, Westville IN 46391, United States DESCRIPTION: Help manage track construction projects. ROCHESTER & ERIE RAILWAY, LLC POSITION: Member NATURE: Freight Railroad INVESTMENT RELATED: No NUMBER OF HOURS: 128 SECURITIES TRADING HOURS: 5 START DATE: 04/04/2023 ADDRESS: 1552 East Lucas Street, Rochester IN 46975, United States DESCRIPTION: Manage the operation of the railroad.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-26
S63 Uniform Securities Agent State Law Examination 2021-05-19
  • S65 Uniform Investment Adviser Law Examination
    2022-10-26
  • S63 Uniform Securities Agent State Law Examination
    2021-05-19

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