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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-09 |
| TX | RA | APPROVED_RES | 2025-06-11 |
| ME | RA | APPROVED | 2024-08-02 |
| OH | RA | APPROVED | 2024-02-02 |
| PA | RA | APPROVED | 2022-07-12 |
| GA | RA | APPROVED | 2021-11-15 |
| SC | RA | APPROVED | 2021-11-11 |
| FL | RA | APPROVED | 2021-11-02 |
| AK | RA | APPROVED | 2021-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Fort Myers | FL | 05/2020 | Present |
| Fort Myers Broadcasting | Fort Myers | FL | 02/2003 | 02/2020 |
| Park Avenue Securities | Fort Myers | FL | 03/2021 | Present |
1) BARE ROOTS SALON & APOTHECARY-Hair salon DT Fort Myers, ADDRESS: 2150 WST FIRST STREET B1, FORT MYERS FL 33901, START DATE: 8/1/2015, 4 HOURS PER MONTH/4 HOURS DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, 2) Bare Roots Holding Company LLC-Holding company for real estate, Start date: 03/09/2023, Address: 2437 Flora Ave Fort Myers, FL 33901 1 total hour per month; 0 during securities trading hours, Investment related, No annual compensation, 3) Bare Roots Coffee House, LLC-Manager of coffee shop, Start date: 06/23/2023, Address: 2011 Bayside Parkway, Fort Myers, FL 33901 8 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-26 |
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