Tobias Jacob Kaplan

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2025-06-27
TX	RA	APPROVED_RES	2024-11-12
MN	RA	APPROVED	2023-05-17

OK RA
APPROVED

Since 2025-06-27
TX RA
APPROVED_RES

Since 2024-11-12
MN RA
APPROVED

Since 2023-05-17

Branch Locations

8519 Eagle Point Blvd, Lake Elmo, MN 55042 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lifetime	Woodbury	MN	06/2015	10/2020
Thrivent Investment Management Inc	Lake Elmo	MN	10/2020	Present
Thrivent Financial	Appleton	WI	02/2021	05/2021
Thrivent Financial	Appleton	WI	05/2021	Present

06/2015 → 10/2020

Lifetime

Woodbury, MN
10/2020 → Present

Thrivent Investment Management Inc

Lake Elmo, MN
02/2021 → 05/2021

Thrivent Financial

Appleton, WI
05/2021 → Present

Thrivent Financial

Appleton, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-04-27
S63	Uniform Securities Agent State Law Examination	2020-12-23

S65 Uniform Investment Adviser Law Examination

2023-04-27
S63 Uniform Securities Agent State Law Examination

2020-12-23

Other Names

Toby Jacob Kaplan

View on SEC IAPD

Current Employers

Thrivent Investment Management Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews