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Kelly Brookhouse Lulis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Traverse City, MI

CRD 4905035

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-12-04
TX RA APPROVED_RES 2009-01-22
IL RA APPROVED 2007-08-16
  • MI RA
    APPROVED
    Since 2019-12-04
  • TX RA
    APPROVED_RES
    Since 2009-01-22
  • IL RA
    APPROVED
    Since 2007-08-16

Branch Locations

333 W Grandview Pkwy, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Northbrook IL 07/2007 Present
  • 07/2007 → Present
    Merrill Lynch
    Northbrook, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-10
  • S66 Uniform Combined State Law Examination
    2005-03-10
Other Names
  • Kelly Jo Brookhouse
  • Kelly Jo Brookhouse

View on SEC IAPD

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CHARLES SCHWAB & CO., INC.

Nearby Investors

DEBORAH ANN ALICE
Kevin Edwin Dunklow
BUZ EDWARD ZAMARRON

Nearby Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TRAVERSE CITY, MI
UP NORTH FINANCIAL, LLC · TRAVERSE CITY, MI
CHARLES SCHWAB & CO., INC. · Traverse City, MI

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