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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-09
  • FL RA
    APPROVED
    Since 2021-03-09

Branch Locations

220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miami FL 09/2020 03/2021
Banco Santander International Miami FL 05/2007 09/2020
Morgan Stanley Smith Barney Llc Coral Gables FL 03/2021 Present
Morgan Stanley Private Bank, N.A New York NY 05/2021 Present
  • 09/2020 → 03/2021
    Miami, FL
  • 05/2007 → 09/2020
    Banco Santander International
    Miami, FL
  • 03/2021 → Present
    Morgan Stanley Smith Barney Llc
    Coral Gables, FL
  • 05/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*635639 - LULESKU LLC; Investment related: Yes; JACKSON, Wyoming; personal holding company to hold personal investements including investment account at morgan stanley; Board Member:Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 1/2025; During business hours: 0; After business hours: 0; THIS COMPANY WAS CREATED TO PROTECT MY FINANCIAL SAVINGS , THIS LLC DOESNT HAS PROPERTIES. THE ONLY ASSET OF THIS COMPANY WILL BE AN ACCOUNT IN MORGAN STANLEY WITH MY PERSONAL SAVINGS. THE ACCOUNT IS NOT OPEN YET

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-15
  • S66 Uniform Combined State Law Examination
    2020-08-15

View on SEC IAPD

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