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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-11-22
TX RA APPROVED_RES 2017-01-17
MS RA APPROVED 2014-06-18
  • AL RA
    APPROVED
    Since 2017-11-22
  • TX RA
    APPROVED_RES
    Since 2017-01-17
  • MS RA
    APPROVED
    Since 2014-06-18

Branch Locations

#10 98 Place Blvd, Hattiesburg, MS 39402 • United States

101 Rouselle Pl Ste C, Ocean Springs, MS 39564 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hattiesburg MS 02/2014 Present
Other Businesses

1. 7/3/2017 - Southern Securities Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2017 - 160 Hours Per Month/7 Hours During Securities Trading. 2. 03/26/2024 - Certain Numbers, LLC - Other - Content Creation - Owner & Content Creator - Investment Related - Home Based - Start Date 01/01/2024 - 10 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-18
  • S66 Uniform Combined State Law Examination
    2014-06-18
Other Names
  • Brandi A Steen

View on SEC IAPD

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