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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-11 |
Branch Locations
2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Chicago | IL | 09/2025 | Present |
| Charles Schwab Bank, Ssb | Chicago | IL | 09/2025 | Present |
| Ulta | Bloomingdale | IL | 10/2016 | 03/2017 |
| Denny's | Carol Stream | IL | 08/2017 | 09/2017 |
| The Road Inc. | Carol Stream | IL | 09/2017 | 10/2017 |
| Noodles And Company | Glen Ellyn | IL | 03/2015 | 11/2017 |
| Chili'S Bar & Grill | Hoffman Estates | IL | 04/2018 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Hoffman Estates | IL | 10/2017 | 07/2019 |
| Jpmorgan Chase Bank, N.A. | Palatine | IL | 07/2019 | 01/2021 |
| J.P. Morgan Securities Llc | Palatine | IL | 01/2021 | 07/2021 |
| J.P. Morgan Securities Llc | Wheaton | IL | 07/2021 | 03/2022 |
| Fidelity Investments | Schaumburg | IL | 03/2022 | 10/2022 |
| Unemployed | Winfield | IL | 11/2022 | 02/2023 |
| Fifth Third Bank | St. Charles | IL | 03/2023 | 08/2025 |
| Fifth Third Securities | St. Charles | IL | 04/2023 | 08/2025 |
| Charles Schwab Premier Bank | Chicago | IL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-30 |
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