Grover Matthew Loftin

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2022-03-02

WA RA
APPROVED

Since 2022-03-02

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bellevue	WA	09/2020	06/2021
Unemployed	Seattle	WA	02/2020	09/2020
Carney Badley Spellman, P.S.	Seattle	WA	02/2019	01/2020
Davis Wright Tremaine Llp	Bellevue	WA	12/2011	01/2019
Rbc Capital Markets Llc	Seattle	WA	07/2021	Present

09/2020 → 06/2021

Ubs Financial Services Inc.

Bellevue, WA
02/2020 → 09/2020

Unemployed

Seattle, WA
02/2019 → 01/2020

Carney Badley Spellman, P.S.

Seattle, WA
12/2011 → 01/2019

Davis Wright Tremaine Llp

Bellevue, WA
07/2021 → Present

Rbc Capital Markets Llc

Seattle, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-22

S66 Uniform Combined State Law Examination

2022-02-22

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

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