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Pierre Andre Sotero-Cabahug Volpe

Ubs Financial Services Inc.

San Mateo, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-01
  • CA RA
    APPROVED
    Since 2023-01-01

Branch Locations

400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Daly City CA 11/2019 08/2022
J.P. Morgan Securities Llc Daly City CA 09/2020 08/2022
Hallmark Aviation Services San Francisco CA 01/2016 10/2019
Ubs Financial Services San Francisco CA 08/2022 Present
  • 11/2019 → 08/2022
    Jpmorgan Chase Bank, N.A.
    Daly City, CA
  • 09/2020 → 08/2022
    J.P. Morgan Securities Llc
    Daly City, CA
  • 01/2016 → 10/2019
    Hallmark Aviation Services
    San Francisco, CA
  • 08/2022 → Present
    Ubs Financial Services
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-31
S63 Uniform Securities Agent State Law Examination 2020-12-02
  • S66 Uniform Combined State Law Examination
    2022-12-31
  • S63 Uniform Securities Agent State Law Examination
    2020-12-02
Other Names
  • Pierre Andre S. Cabahug Volpe
  • Pierre Andre Volpe
  • Pierre Andre Sotero Cabahug Volpe
  • Pierre Andre Sotero-Cabahug Volpe
  • Pierreandre Sotero-Caba Volpe

View on SEC IAPD

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Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
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