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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-09-30
  • MN RA
    APPROVED
    Since 2021-09-30

Branch Locations

420 Summit Ave Ste 303 & 304, St Paul, MN 55102 • United States

1515 Central Pkwy Suite 150, Eagan, MN 55121-1756 • United States

Rosemount, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Apple Valley MN 09/2020 Present
The Wilds Golf Club Prior Lake MN 09/2013 08/2020
University Of Minnesota St. Paul MN 08/2018 12/2019
  • 09/2020 → Present
    Apple Valley, MN
  • 09/2013 → 08/2020
    The Wilds Golf Club
    Prior Lake, MN
  • 08/2018 → 12/2019
    University Of Minnesota
    St. Paul, MN
Other Businesses

Outside Employment; Royal Ideas, LLC; Advisor duties to support Ameriprise franchise.; Outside employment.; 1515 Central Parkway, Suite 105, Eagan, MN, 55121; Not Investment-Related; 01/05/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-30
  • S66 Uniform Combined State Law Examination
    2021-09-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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