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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-01-30 |
Branch Locations
Two Portland Sq Ste 700, Portland, ME 04101 • United States
Portland, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2020 | 03/2021 |
| Bin 110 | Cornelius | NC | 08/2020 | 12/2020 |
| Old Port Sea Grill | Portland | ME | 05/2016 | 03/2020 |
| 43 North Bistro | Portland | ME | 10/2018 | 09/2019 |
| Rivalries | Portland | ME | 11/2018 | 03/2020 |
| Boathouse | Kennebunkport | ME | 05/2018 | 08/2018 |
| Timber Steakhouse | Portland | ME | 10/2016 | 05/2018 |
| Southern Maine Community College | South Portland | ME | 01/2017 | 05/2018 |
| University Of Southern Maine | Portland | ME | 09/2018 | 05/2020 |
| Ameriprise Financial Services, Llc | Scarborough | ME | 12/2021 | 12/2022 |
| Kindred | Davidson | NC | 03/2021 | 12/2021 |
| Ameriprise Financial Services | Portland | ME | 01/2023 | 01/2023 |
| Ameriprise Financial Services, Llc | Portland | ME | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Portland | ME | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-10-30 |
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