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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-04
  • TX RA
    APPROVED
    Since 2022-04-04

Branch Locations

1101 E Southeast Loop 323 Suite 140, Tyler, TX 75701-9680 • United States

115 Wild Basin Rd S Ste 310, Austin, TX 78746 • United States

Dripping Springs, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Tyler TX 10/2020 Present
Circle C Orthodontics Austin TX 01/2017 10/2020
Dr Ron White Austin TX 10/2016 01/2017
Cunningham Orthodontics Dripping Springs TX 11/2013 11/2016
  • 10/2020 → Present
    Tyler, TX
  • 01/2017 → 10/2020
    Circle C Orthodontics
    Austin, TX
  • 10/2016 → 01/2017
    Dr Ron White
    Austin, TX
  • 11/2013 → 11/2016
    Cunningham Orthodontics
    Dripping Springs, TX
Other Businesses

Board of Directors; Texas Heritage Village HOA; Board Member; 117 Hunts Link Rd, , Dripping Springs, TX, 78620; Not Investment-Related; 02/28/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-19
  • S66 Uniform Combined State Law Examination
    2021-11-19
Other Names
  • Carol Weaver
  • Carol Schroeder
  • Carol Dillingham

View on SEC IAPD

Other Firms

Other Investors

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