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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-09-29
TX RA APPROVED 2022-09-29
  • PA RA
    APPROVED
    Since 2022-09-29
  • TX RA
    APPROVED
    Since 2022-09-29

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Target Lancaster PA 05/2020 06/2020
Penn State University State College PA 08/2019 05/2020
Penn State Office Of Veterans Programs State College PA 05/2019 08/2019
Penn State University State College PA 08/2018 05/2019
Bird-In-Hand Farmers Market Bird-In-Hand-Pa PA 05/2018 08/2018
Penn State University State College PA 08/2017 05/2018
Bird-In-Hand Farmers Market Bird-In-Hand PA 05/2017 08/2017
Penn State University State College PA 08/2016 05/2017
The Vanguard Group, Inc. Malvern PA 09/2020 Present
Vanguard Marketing Corporation Malvern PA 09/2020 Present
Vanguard Advisers, Inc Malvern PA 09/2022 Present
  • 05/2020 → 06/2020
    Target
    Lancaster, PA
  • 08/2019 → 05/2020
    Penn State University
    State College, PA
  • 05/2019 → 08/2019
    Penn State Office Of Veterans Programs
    State College, PA
  • 08/2018 → 05/2019
    Penn State University
    State College, PA
  • 05/2018 → 08/2018
    Bird-In-Hand Farmers Market
    Bird-In-Hand-Pa, PA
  • 08/2017 → 05/2018
    Penn State University
    State College, PA
  • 05/2017 → 08/2017
    Bird-In-Hand Farmers Market
    Bird-In-Hand, PA
  • 08/2016 → 05/2017
    Penn State University
    State College, PA
  • 09/2020 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2020 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 09/2022 → Present
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-28
S63 Uniform Securities Agent State Law Examination 2020-10-21
  • S66 Uniform Combined State Law Examination
    2022-09-28
  • S63 Uniform Securities Agent State Law Examination
    2020-10-21
Other Names
  • David James Witmer
  • Dave Witmer
  • David Witmer

View on SEC IAPD

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