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Alexander Hawthorne

Ameriprise Financial Services, LLC

East Syracuse, NY

Oneida, NY

CRD 7293163

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-25
  • NY RA
    APPROVED
    Since 2021-10-25

Branch Locations

6711 Towpath Rd Ste 200, East Syracuse, NY 13057 • United States

Oneida, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc East Syracuse NY 08/2020 Present
Nicky Doodles Verona NY 04/2015 10/2020
United Parcel Service Rome NY 11/2020 12/2020
Oneida City Schools Oneida NY 09/2003 06/2017
  • 08/2020 → Present
    Ameriprise Financial Services, Llc
    East Syracuse, NY
  • 04/2015 → 10/2020
    Nicky Doodles
    Verona, NY
  • 11/2020 → 12/2020
    United Parcel Service
    Rome, NY
  • 09/2003 → 06/2017
    Oneida City Schools
    Oneida, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-17
  • S66 Uniform Combined State Law Examination
    2021-04-17
Other Names
  • Alexander Hawthorne
  • Alexander Joseph Hawthorne

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK
FARTHER
LPL FINANCIAL LLC

Nearby Investors

CHRISTOPHER CHARLES KEEGAN
RAYMOND ALLEN YACKEL
GARY R. CRONISER

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · EAST SYRACUSE, NY
FARTHER · East Syracuse, NY
AMERIPRISE FINANCIAL SERVICES, LLC · EAST SYRACUSE, NY

More in East Syracuse, NY

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