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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-04-16
CO RA APPROVED 2021-03-23
  • UT RA
    APPROVED
    Since 2021-04-16
  • CO RA
    APPROVED
    Since 2021-03-23

Branch Locations

420 East South Temple Suite 430, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Englewood CO 08/2020 03/2021
Wambolt & Associates Littleton CO 05/2018 08/2018
Concordia University, Nebraska Seward NE 08/2016 05/2019
Concordia University, Nebraska Seward NE 08/2018 05/2020
Grubhub Littleton CO 05/2020 08/2020
The Prudential Insurance Company Of America Englewood CO 11/2020 03/2021
Valic Financial Advisors, Inc. Lakewood CO 03/2021 Present
Agia Houston TX 12/2022 Present
  • 08/2020 → 03/2021
    Englewood, CO
  • 05/2018 → 08/2018
    Wambolt & Associates
    Littleton, CO
  • 08/2016 → 05/2019
    Concordia University, Nebraska
    Seward, NE
  • 08/2018 → 05/2020
    Concordia University, Nebraska
    Seward, NE
  • 05/2020 → 08/2020
    Grubhub
    Littleton, CO
  • 11/2020 → 03/2021
    The Prudential Insurance Company Of America
    Englewood, CO
  • 03/2021 → Present
    Lakewood, CO
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
Other Businesses

PROFESSIONAL DISC GOLF ASSOCIATION POSITION: Professional Disc Golfer NATURE: I am labeled as a professional disc golf player for the Professional Disc Golf Association (PDGA). I sometimes compete in local tournaments over the weekend where I have the opportunity to win money based on my performance. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2021 ADDRESS: 3828 Dogwood Lane, Appling GA 30802, United States DESCRIPTION: I sometimes compete in local disc golf tournaments over the weekend where I have the opportunity to win money based on how I score. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-11
  • S66 Uniform Combined State Law Examination
    2020-12-11
Other Names
  • Thomas Sautel
  • Thomas Fernand Sautel

View on SEC IAPD

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