Thomas Fernand Sautel

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → 03/2021
  Pruco Securities Llc
  Englewood, CO
• 05/2018 → 08/2018
  Wambolt & Associates
  Littleton, CO
• 08/2016 → 05/2019
  Concordia University, Nebraska
  Seward, NE
• 08/2018 → 05/2020
  Concordia University, Nebraska
  Seward, NE
• 05/2020 → 08/2020
  Grubhub
  Littleton, CO
• 11/2020 → 03/2021
  The Prudential Insurance Company Of America
  Englewood, CO
• 03/2021 → Present
  Valic Financial Advisors, Inc.
  Lakewood, CO
• 12/2022 → Present
  Agia
  Houston, TX

Previous Registrations

• 2020-12-14 → 2021-03-24
  Pruco Securities, Llc.
  Englewood, CO

Other Businesses

PROFESSIONAL DISC GOLF ASSOCIATION POSITION: Professional Disc Golfer NATURE: I am labeled as a professional disc golf player for the Professional Disc Golf Association (PDGA). I sometimes compete in local tournaments over the weekend where I have the opportunity to win money based on my performance. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/16/2021 ADDRESS: 3828 Dogwood Lane, Appling GA 30802, United States DESCRIPTION: I sometimes compete in local disc golf tournaments over the weekend where I have the opportunity to win money based on how I score. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

• S66 Uniform Combined State Law Examination
  2020-12-11

Other Names

• Thomas Sautel
• Thomas Fernand Sautel