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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-09-01
TX RA APPROVED 2022-08-17
  • AZ RA
    APPROVED
    Since 2022-09-01
  • TX RA
    APPROVED
    Since 2022-08-17

Branch Locations

2801 East Camelback Road, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Phoenix AZ 04/2021 Present
Ubs Financial Services Phoenix AZ 09/2020 04/2021
Arizona State University - W.P. Carey School Of Business Tempe AZ 08/2018 05/2021
American Multi-Cinema (Amc) Phoenix AZ 03/2016 08/2018
Pinnacle High School Phoenix AZ 08/2014 05/2018
  • 04/2021 → Present
    Stifel
    Phoenix, AZ
  • 09/2020 → 04/2021
    Ubs Financial Services
    Phoenix, AZ
  • 08/2018 → 05/2021
    Arizona State University - W.P. Carey School Of Business
    Tempe, AZ
  • 03/2016 → 08/2018
    American Multi-Cinema (Amc)
    Phoenix, AZ
  • 08/2014 → 05/2018
    Pinnacle High School
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-16
  • S66 Uniform Combined State Law Examination
    2022-08-16

View on SEC IAPD

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