Dominic Arthur Saragaglia

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 07/2021 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ
• 02/2022 → 05/2026
  Self-Employed
  Phoenix, AZ
• 11/2020 → 07/2021
  Securian Financial Services
  Scottsdale, AZ
• 11/2020 → 07/2021
  Minnesota Life Insurance Company
  Scottsdale, AZ
• 11/2020 → 07/2021
  North Star Resource Group
  Scottsdale, AZ
• 05/2018 → 07/2018
  Teksystems
  Tempe, AZ
• 06/2018 → 05/2026
  Stay Seated Inc
  Scottsdale, AZ
• 05/2017 → 05/2018
  I-Lash Llc
  Schaumburg, IL
• 05/2017 → 08/2017
  Medinah Country Club
  Medinah, IL
• 12/2014 → 05/2017
  Zaffiros
  Mequon, WI
• 08/2013 → 05/2017
  Concordia University Wisconsin
  Mequon, WI
• 07/2021 → Present
  The Vanguard Group, Inc
  Scottsdale, AZ
• 02/2022 → 05/2026
  Self-Employed
  Phoenix, AZ
• 02/2022 → 05/2026
  Self-Employed
  Phoenix, AZ
• 07/2026 → Present
  411 Rentals Llc
  Phoenix, AZ

Previous Registrations

• 2020-11-17 → 2021-09-01
  Securian Financial Services, Inc.
  Scottsdale, AZ
• 2020-11-17 → 2021-09-01
  Cri Securities, Llc
  Scottsdale, AZ

Other Businesses

NAME OF BUSINESS: 411 RENTALS LLC INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: RENTAL PROPERTIES POSITION: LANDLORD/OWNER START DATE: 07/2026 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: RENTAL PROPERTIES

Exams

• S66 Uniform Combined State Law Examination
  2020-10-22

Other Names

• Dominic Saragaglia
• Dominic Arthur Saragaglia