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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-02-03 |
Branch Locations
20860 N Tatum Blvd, Ste 195, Phoenix, AZ 85050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Phoenix | AZ | 09/2020 | Present |
| Kent State University | Kent | OH | 12/2017 | 06/2020 |
| Walsh Jesuit High School | Cuyahoga Falls | OH | 08/2013 | 05/2017 |
| Loyola University Chicago | Chicago | IL | 08/2017 | 12/2017 |
1. 06/11/2024 - FocalPoint Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/3/2024 - 160 Hrs/Mo; 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-02 |
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