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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-01 |
Branch Locations
198 U.S Hwy 9 North Suite 204, Manalapan, NJ 07726 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| King Financial Network | Manalapan | NJ | 06/2019 | 08/2019 |
| Tower Garden Setup Services | Manasquan | NJ | 06/2018 | 06/2021 |
| Villanova University | Villanova | PA | 08/2017 | 09/2025 |
| The Atlantic Club | Manasquan | NJ | 05/2016 | 08/2018 |
| Christian Brothers Academy | Lincroft | NJ | 09/2013 | 06/2017 |
| Jersey Mike's Subs | Manasquan | NJ | 02/2017 | 08/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1. NAME OF OTHER BUSINESS: MONMOUTH-OCEAN DEVELOPMENT COUNCIL; INVESTMENT RELATED: NO; ADDRESS: WALL TOWNSHIP, NJ 07753; NATURE OF BUSINESS: COUNTY DEVELOPMENT COUNCIL; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: CO-CHAIR EMERGING LEADERS COMMITTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PLAN EVENTS TO BRING TOGETHER YOUNG PROFESSIONALS IN THE ORGANIZATION TO NETWORK AND LEARN HOW TO GROW THEIR BUSINESSES; 2. NAME OF OTHER BUSINESS: MONMOUTH-OCEAN DEVELOPMENT COUNCIL; INVESTMENT RELATED: NO; ADDRESS: WALL TOWNSHIP, NJ 07753; NATURE OF BUSINESS: COUNTY DEVELOPMENT COUNCIL; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: HEALTH AND WELLNESS COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: PLAN EVENTS DESIGNED TO EDUCATE MEMBERS ON HOW FOCUSING ON THEIR HEALTH CAN HELP THEM IN ALL ASPECTS OF THEIR LIFE; 3. NAME OF OTHER BUSINESS: MONMOUTH-OCEAN DEVELOPMENT COUNCIL; INVESTMENT RELATED: NO; ADDRESS: WALL TOWNSHIP, NJ 07753; NATURE OF BUSINESS: COUNTY DEVELOPMENT COUNCIL; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: GOLF COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HELP PLAN THE ANNUAL GOLF OUTING BY FINDING PARTICIPANTS AND VOLUNTEERS; 4. NAME OF OTHER BUSINESS: KING FINANCIAL NETWORK; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MARKETING DBA NAME; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: WEALTH MANAGEMENT ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: PROVIDE INVESTMENT MANAGEMENT AND FINANCIAL PLANNING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-16 |
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