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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-05
  • TX RA
    APPROVED
    Since 2024-02-05

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

3601 Far West Blvd, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 09/2020 09/2021
Wells Fargo Houston TX 10/2019 08/2020
Unemployed - Searching For Work Houston TX 11/2018 10/2019
Sam Houston State University Huntsville TX 08/2018 11/2018
Houston Computer Recycling Houston TX 01/2018 08/2018
College Student Lubbock TX 06/2016 01/2018
Fidelity Investments Salt Lake City UT 09/2021 08/2022
Raymond James Financial Services, Inc. Friendswood TX 10/2022 06/2023
Shb Financial Services Friendswood TX 10/2022 06/2023
Wells Fargo Clearing Services, Llc Austin TX 01/2024 Present
Wells Fargo Bank, Na Austin TX 01/2024 Present
Unemployed - Searching For Work Seabrook TX 06/2023 01/2024
  • 09/2020 → 09/2021
    Td Ameritrade
    Southlake, TX
  • 10/2019 → 08/2020
    Wells Fargo
    Houston, TX
  • 11/2018 → 10/2019
    Unemployed - Searching For Work
    Houston, TX
  • 08/2018 → 11/2018
    Sam Houston State University
    Huntsville, TX
  • 01/2018 → 08/2018
    Houston Computer Recycling
    Houston, TX
  • 06/2016 → 01/2018
    College Student
    Lubbock, TX
  • 09/2021 → 08/2022
    Fidelity Investments
    Salt Lake City, UT
  • 10/2022 → 06/2023
    Raymond James Financial Services, Inc.
    Friendswood, TX
  • 10/2022 → 06/2023
    Shb Financial Services
    Friendswood, TX
  • 01/2024 → Present
    Austin, TX
  • 01/2024 → Present
    Wells Fargo Bank, Na
    Austin, TX
  • 06/2023 → 01/2024
    Unemployed - Searching For Work
    Seabrook, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-01
S63 Uniform Securities Agent State Law Examination 2020-12-23
  • S65 Uniform Investment Adviser Law Examination
    2023-08-01
  • S63 Uniform Securities Agent State Law Examination
    2020-12-23
Other Names
  • Chris Paul Ledoux

View on SEC IAPD

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