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Walter Scott Stepanek

Swan Global Investments, LLC

Durango, CO

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Current Employers
Swan Global Investments, Llc

1099 Main Ave Suite 206, Durango, CO 81301 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-09-01
  • CO RA
    APPROVED
    Since 2020-09-01

Branch Locations

1099 Main Ave Suite 206, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swan Global Investments, Llc Durango CO 05/2019 Present
Fort Lewis College Durango CO 01/2018 04/2019
Dalton Ranch Golf Course Durango CO 07/2015 08/2017
Unemployed Durango CO 09/2017 01/2018
  • 05/2019 → Present
    Swan Global Investments, Llc
    Durango, CO
  • 01/2018 → 04/2019
    Fort Lewis College
    Durango, CO
  • 07/2015 → 08/2017
    Dalton Ranch Golf Course
    Durango, CO
  • 09/2017 → 01/2018
    Unemployed
    Durango, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-21
  • S65 Uniform Investment Adviser Law Examination
    2020-08-21

View on SEC IAPD

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