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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | St Louis | MO | 08/2020 | Present |
| Pnc Bank | Pittsburgh | PA | 08/2006 | 12/2019 |
| Self Employed | Chicago | IL | 11/2013 | Present |
1. Trustee; Non-family trust. 2. Executor; Non-family estate. 3. 518 East Green Street, LLC; 5418 N Wayne, Chicago, IL 60640; Owns commercial real estate that it leases; Owner and manager; Maintain relationship with tenants and bank; 08/21/2019; 1 Hour per Month; Not During Securities Trading Hours; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-23 |
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