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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-08-25
OK RA APPROVED 2025-08-21
TX RA APPROVED_RES 2025-08-20
NC RA APPROVED 2024-02-29
  • DC RA
    APPROVED
    Since 2025-08-25
  • OK RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED_RES
    Since 2025-08-20
  • NC RA
    APPROVED
    Since 2024-02-29

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Franklin, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Cullowhee NC 01/2016 08/2022
Secu Brokerage Services Raleigh NC 09/2020 08/2022
Secu Life Insurance Company Raleigh NC 09/2020 08/2022
Credit Union Investment Services Raleigh NC 02/2021 08/2022
Stanberry Insurance Inc Sylva NC 08/2022 01/2024
Thrivent Investment Management Inc Minneapolis MN 12/2023 Present
Thrivent Financial Appleton WI 12/2023 Present
  • 01/2016 → 08/2022
    State Employees' Credit Union
    Cullowhee, NC
  • 09/2020 → 08/2022
    Secu Brokerage Services
    Raleigh, NC
  • 09/2020 → 08/2022
    Secu Life Insurance Company
    Raleigh, NC
  • 02/2021 → 08/2022
    Raleigh, NC
  • 08/2022 → 01/2024
    Stanberry Insurance Inc
    Sylva, NC
  • 12/2023 → Present
    Minneapolis, MN
  • 12/2023 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-02
S63 Uniform Securities Agent State Law Examination 2020-12-04
  • S65 Uniform Investment Adviser Law Examination
    2021-06-02
  • S63 Uniform Securities Agent State Law Examination
    2020-12-04
Other Names
  • Drew Norton
  • Andrew Parker Norton
  • Andrew P Norton
  • Andrew P Norton

View on SEC IAPD

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