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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-07-25
  • MN RA
    APPROVED
    Since 2023-07-25

Branch Locations

701 Xenia Ave S Ste 600, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chicago IL 04/2022 04/2023
Equitable Advisors Minneapolis MN 08/2020 04/2022
Child Care Provider Roseville MN 09/2019 08/2020
Student Minneapolis MN 09/2018 09/2019
Child Care Provider Eagan MN 05/2018 09/2018
Student Minneapolis MN 09/2017 05/2018
Five Dollar Tan Savage MN 05/2017 09/2017
Student Minneapolis MN 09/2015 05/2017
Unemployed Savage MN 05/2023 06/2023
Dustin Kindl Edina MN 06/2023 07/2023
United States Of Aritzia Inc Bloomington MN 06/2021 09/2021
Dustin Kindl Edina MN 07/2023 Present
Northwestern Mutual Investment Services Llc Edina MN 07/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2023 Present
  • 04/2022 → 04/2023
    Jpmorgan
    Chicago, IL
  • 08/2020 → 04/2022
    Equitable Advisors
    Minneapolis, MN
  • 09/2019 → 08/2020
    Child Care Provider
    Roseville, MN
  • 09/2018 → 09/2019
    Student
    Minneapolis, MN
  • 05/2018 → 09/2018
    Child Care Provider
    Eagan, MN
  • 09/2017 → 05/2018
    Student
    Minneapolis, MN
  • 05/2017 → 09/2017
    Five Dollar Tan
    Savage, MN
  • 09/2015 → 05/2017
    Student
    Minneapolis, MN
  • 05/2023 → 06/2023
    Unemployed
    Savage, MN
  • 06/2023 → 07/2023
    Dustin Kindl
    Edina, MN
  • 06/2021 → 09/2021
    United States Of Aritzia Inc
    Bloomington, MN
  • 07/2023 → Present
    Dustin Kindl
    Edina, MN
  • 07/2023 → Present
    Edina, MN
  • 08/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30
Other Names
  • Audrey Pred
  • Audrey Elise Pred
  • Audrey Elise Pred

View on SEC IAPD

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