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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-07-13 |
| WA | RA | APPROVED | 2026-03-26 |
| OH | RA | APPROVED | 2024-03-27 |
| PA | RA | APPROVED | 2023-07-24 |
| NV | RA | APPROVED | 2022-09-22 |
| DC | RA | APPROVED | 2022-09-19 |
| MD | RA | APPROVED | 2022-09-12 |
| NY | RA | APPROVED | 2022-09-01 |
| SD | RA | APPROVED | 2022-07-29 |
| AL | RA | APPROVED | 2022-07-26 |
| IN | RA | APPROVED | 2022-06-01 |
| MN | RA | APPROVED | 2022-05-20 |
| TX | RA | APPROVED | 2022-02-11 |
| MO | RA | APPROVED | 2022-01-25 |
| AZ | RA | APPROVED | 2021-11-16 |
| NJ | RA | APPROVED | 2021-11-03 |
| VA | RA | APPROVED | 2021-10-28 |
| CA | RA | APPROVED | 2021-10-27 |
| WI | RA | APPROVED | 2021-09-08 |
| IL | RA | APPROVED | 2021-08-27 |
| FL | RA | APPROVED | 2021-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Fort Myers | FL | 07/2020 | Present |
| Burke, Warren, Mackay & Serritella P.C. | Chicago | IL | 10/2013 | 06/2020 |
| Park Avenue Securities | Fort Myers | FL | 03/2021 | Present |
1) Insurance products other than those offered through Guardian and its subsidiaries, Address: 14021 Metropolis Ave, Fort Myers, FL 33912, Start Date: 09/01/2020, 8 total per month, 4 during securities trading hours, Investment related or non investment related: Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-02 |
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