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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

11040 183Rd Circle Nw St A, Elk River, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 11/2020 08/2023
Minnesota Life Insurance Co St Paul MN 11/2020 08/2023
North Star Resource Group Minneapolis MN 11/2020 Present
Cri Securities Llc Minneapolis MN 11/2020 10/2021
Unemployed Ramsey MN 05/2020 11/2020
Grand Canyon University Phoenix AZ 08/2019 05/2020
Optum Eden Prairie MN 06/2019 08/2019
Unemployed Ramsey MN 05/2019 06/2019
Grand Canyon University Phoenix AZ 08/2018 05/2019
Kalifornia Pool And Spa Maple Grove MN 05/2018 08/2018
Grand Canyon University Phoenix AZ 08/2017 05/2018
City Moving And Storage Ramsey MN 05/2017 08/2017
Grand Canyon University Phoenix AZ 08/2016 05/2017
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 11/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 11/2020 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 11/2020 → Present
    North Star Resource Group
    Minneapolis, MN
  • 11/2020 → 10/2021
    Cri Securities Llc
    Minneapolis, MN
  • 05/2020 → 11/2020
    Unemployed
    Ramsey, MN
  • 08/2019 → 05/2020
    Grand Canyon University
    Phoenix, AZ
  • 06/2019 → 08/2019
    Optum
    Eden Prairie, MN
  • 05/2019 → 06/2019
    Unemployed
    Ramsey, MN
  • 08/2018 → 05/2019
    Grand Canyon University
    Phoenix, AZ
  • 05/2018 → 08/2018
    Kalifornia Pool And Spa
    Maple Grove, MN
  • 08/2017 → 05/2018
    Grand Canyon University
    Phoenix, AZ
  • 05/2017 → 08/2017
    City Moving And Storage
    Ramsey, MN
  • 08/2016 → 05/2017
    Grand Canyon University
    Phoenix, AZ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-04-28 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    Elk River, MN
    St. Paul, MN
  • 2021-04-28 → 2021-10-28
    Cri Securities, Llc
    Minneapolis, MN
Other Businesses

1. NORTH STAR FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/13/2020 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Fixed insurance sales. 2. MIDWEST WEALTH ADVISORS POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/24/2023 ADDRESS: 11040 183rd Circle, Suite A, Elk River MN 55330, United States DESCRIPTION: Doing business as name only - No change to business or operations. 3. NAME OF OTHER BUSINESS: BNI , INVESTMENT RELATED: NO, ADDRESS: 729 MAIN ST NW, ELK RIVER, MN 55330. NATURE OF BUSINESS: NETWORKING, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: 3, BRIEF DESCRIPTION OF DUTIES: NETWORKING GROUP WITH OTHER BUSINESS OWNERS:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-19
  • S66 Uniform Combined State Law Examination
    2021-03-19

View on SEC IAPD

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