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Jeffrey John Whalen

Cove Private Wealth, LLC

Oyster Bay, NY

Stony Brook, NY

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Current Employers
Cove Private Wealth, Llc

44 Yellow Cote Rd., Oyster Bay, NY 11771 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-07
  • NY RA
    APPROVED
    Since 2024-10-07

Branch Locations

44 Yellow Cote Rd., Oyster Bay, NY 11771 • United States

Stony Brook, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 08/2020 10/2024
Deutsche Bank Trust Company Americas (Affiliate Of Dbsi) New York NY 06/2020 10/2024
Bank Of America New York NY 01/2010 06/2020
Cove Private Wealth, Llc Oyster Bay NY 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-03
  • S66 Uniform Combined State Law Examination
    2020-11-03
Other Names
  • Jeffrey Whalen

View on SEC IAPD

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Other Offices

IHS WEALTH MANAGEMENT LLC · OYSTER BAY, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · OYSTER BAY, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OYSTER BAY, NY
RAYMOND JAMES & ASSOCIATES, INC. · OYSTER BAY, NY
LPL FINANCIAL LLC · OYSTER BAY, NY
CETERA INVESTMENT ADVISERS LLC · East Norwich, NY
J.P. MORGAN SECURITIES LLC · EAST NORWICH, NY
OSAIC WEALTH, INC. · EAST NORWICH , NY

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