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Kendall Mcgarry Harden

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-10
  • OH RA
    APPROVED
    Since 2024-09-10

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Cincinnati OH 09/2020 07/2022
University Of North Carolina At Chapel Hill Chapel Hill NC 07/2018 07/2020
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2016 06/2018
Western & Southern Open Cincinnati OH 06/2017 08/2017
University Of North Carolina Chapel Hill NC 08/2014 05/2018
Gearhart & Associates Montgomery OH 07/2022 08/2024
Ubs Financial Services Inc Cincinnati OH 09/2024 Present
  • 09/2020 → 07/2022
    Raymond James & Associates, Inc.
    Cincinnati, OH
  • 07/2018 → 07/2020
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 08/2016 → 06/2018
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 06/2017 → 08/2017
    Western & Southern Open
    Cincinnati, OH
  • 08/2014 → 05/2018
    University Of North Carolina
    Chapel Hill, NC
  • 07/2022 → 08/2024
    Gearhart & Associates
    Montgomery, OH
  • 09/2024 → Present
    Ubs Financial Services Inc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-04
S66 Uniform Combined State Law Examination 2021-03-29
  • S63 Uniform Securities Agent State Law Examination
    2024-10-04
  • S66 Uniform Combined State Law Examination
    2021-03-29
Other Names
  • Kendall Harden

View on SEC IAPD

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JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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