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Current Employers
The Baldwin Group Wealth Advisors, Llc

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-01-22
  • VA RA
    APPROVED
    Since 2025-01-22

Branch Locations

20 S. King Street, Leesburg, VA 20175 • United States

4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Armfield Harrison & Thomas Leesburg VA 11/2004 01/2025
Kestra Advisory Services, Llc Leesburg VA 04/2016 01/2025
Kestra Investment Services, Llc Leesburg VA 08/2014 01/2025
The Baldwin Group Welath Advisors, Llc Tampa FL 01/2025 Present
  • 11/2004 → 01/2025
    Armfield Harrison & Thomas
    Leesburg, VA
  • 04/2016 → 01/2025
    Leesburg, VA
  • 08/2014 → 01/2025
    Kestra Investment Services, Llc
    Leesburg, VA
  • 01/2025 → Present
    The Baldwin Group Welath Advisors, Llc
    Tampa, FL
Previous Registrations
  • 2016-05-05 → 2025-01-14
    Seattle, WA
  • 2014-08-12 → 2016-09-22
    Kestra Investment Services, Llc
    Leesburg, VA
    Austin, TX
    Leesburg, VA
    Seattle, WA
  • 2008-11-24 → 2014-08-12
    Financial Telesis Inc
    Leesburg, VA
    San Rafael, CA
  • 2006-09-25 → 2008-11-24
    Leesburg, VA
    Leesburg, VA
    Leesburg, VA
Other Businesses

1- The Baldwin Group Wealth Advisors/The Baldwin Group; DBA; Wealth Advisory and Retirement Planning Consulting, Fixed Insurance, Group Benefits and Commercial Insurance 2- 1756 Long Level Road, LLC; Vacation Home 3- Baldwin Wealth Advisors; IAR; RIA 4- Baldwin Insurance; producer; employee of Baldwin; Insurance arm of Baldwin 5- Power of Attorney-Shirley Maulfair (mother); care for mother; power of attorney for family member 6- Power of Attorney-Susan Maulfair (sister); power of attorney for family member 7- Town Councilperson-Town of Round Hill, VA; elected official

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-11
  • S66 Uniform Combined State Law Examination
    2005-02-11
Other Names
  • James E Maulfair

View on SEC IAPD

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