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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-07-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St Louis Police Department | St Louis | MO | 05/2016 | 07/2018 |
| Regions Bank | Collinsville | IL | 07/2018 | 04/2020 |
| Stifel, Nicolaus & Company, Incorporated | St Louis | MO | 08/2020 | Present |
| St Clair County Sheriffs/Cencom | Belleville | IL | 08/2021 | Present |
| Hope Jones & Associates | Fairview Heights | IL | 11/2009 | 08/2020 |
1. St Clair County Sheriff Department Cencom; 101 s first st, belleville, IL 62220; Public Safety Dispatch; 911 Dispatcher; Answering emergency and non emergency calls for st clair county IL; 09/03/2021; 18 Hours per Week; Not during securities trading hours; Not Investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-22 |
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