Stephen E Schlau

Orland Park, IL

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-12-12
TX	RA	APPROVED	2022-12-12

IL RA
APPROVED

Since 2022-12-12
TX RA
APPROVED

Since 2022-12-12

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

15341 South 94Th Avenue Suite 200, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc.	Naperville	IL	09/2015	11/2018
Wells Fargo Clearing Services, Llc	Orland Park	IL	11/2018	05/2022
Morgan Stanley	Orland Park	IL	12/2022	Present
Wells Fargo Advisors	Geneva	IL	05/2022	12/2022

09/2015 → 11/2018

Wells Fargo Advisors Llc.

Naperville, IL
11/2018 → 05/2022

Wells Fargo Clearing Services, Llc

Orland Park, IL
12/2022 → Present

Morgan Stanley

Orland Park, IL
05/2022 → 12/2022

Wells Fargo Advisors

Geneva, IL

Previous Registrations

2015-10-06 → 2022-12-06

Wells Fargo Clearing Services, Llc

Naperville, IL

Naperville, IL

Naperville, IL

Orland Park, IL

Orland Park, IL

Chicago, IL
2009-06-01 → 2015-09-15

Morgan Stanley

Oakbrook Terrace, IL

Oak Brook, IL
2009-05-08 → 2009-06-01

Citigroup Global Markets Inc.

Oakbrook Terrace, IL
2005-09-15 → 2009-05-11

Wells Fargo Clearing Services, Llc

Schaumburg, IL

Itasca, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-14

S66 Uniform Combined State Law Examination

2005-09-14

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WEALTHQUEST CORPORATION

ERGAWEALTH ADVISORS, INC.

CETERA INVESTMENT ADVISERS LLC

LPL FINANCIAL LLC

GEIGER WEALTH MANAGEMENT

Other Investors

TODD BRENDAN SCHROEDER

MICHAEL CHRISTOPHER LEE

DANIEL P SCHIPITSCH

Anthony Joesph Bittman

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL

WEALTHQUEST CORPORATION · OAK BROOK, IL

ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL

CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL

LPL FINANCIAL LLC · OAK BROOK, IL

More in Oak Brook, IL

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