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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-09-05
TX RA APPROVED 2022-06-14
LA RA APPROVED 2022-05-10
  • WA RA
    APPROVED
    Since 2024-09-05
  • TX RA
    APPROVED
    Since 2022-06-14
  • LA RA
    APPROVED
    Since 2022-05-10

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 08/2020 Present
State Farm San Marcos TX 04/2017 07/2020
State Farm Pleasanton TX 03/2016 12/2017
Texas State University San Marcos TX 08/2016 05/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-09
  • S66 Uniform Combined State Law Examination
    2022-05-09

View on SEC IAPD

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