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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
WI RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10
  • WI RA
    APPROVED
    Since 2023-08-10

Branch Locations

2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 08/2020 08/2023
Cri Securities St. Paul MN 08/2020 10/2021
Minnesota Life Insurance Co St. Paul MN 08/2020 08/2023
North Star Resource Group Minneapolis MN 08/2020 Present
Unemployed St. Paul MN 06/2020 08/2020
Mclane Co. Northfield MN 01/2020 05/2020
O'REilly Auto Parts Northfield MN 06/2019 12/2019
Mclane Co. Northfield MN 01/2019 08/2019
St. Olaf College Northfield MN 08/2016 05/2020
Oxford Farm & Garden Oxford MI 06/2018 08/2018
Palace Sports And Entertainment Auburn Hills MI 05/2016 08/2017
Noble Conservation Solutions Minneapolis MN 12/2018 03/2019
Cetera Wealth Services, Llc Madison WI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 08/2020 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 08/2020 → 10/2021
    Cri Securities
    St. Paul, MN
  • 08/2020 → 08/2023
    Minnesota Life Insurance Co
    St. Paul, MN
  • 08/2020 → Present
    North Star Resource Group
    Minneapolis, MN
  • 06/2020 → 08/2020
    Unemployed
    St. Paul, MN
  • 01/2020 → 05/2020
    Mclane Co.
    Northfield, MN
  • 06/2019 → 12/2019
    O'REilly Auto Parts
    Northfield, MN
  • 01/2019 → 08/2019
    Mclane Co.
    Northfield, MN
  • 08/2016 → 05/2020
    St. Olaf College
    Northfield, MN
  • 06/2018 → 08/2018
    Oxford Farm & Garden
    Oxford, MI
  • 05/2016 → 08/2017
    Palace Sports And Entertainment
    Auburn Hills, MI
  • 12/2018 → 03/2019
    Noble Conservation Solutions
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Madison, WI
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-10-09 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    Madison, WI
    St. Paul, MN
  • 2020-10-14 → 2021-10-28
    Cri Securities, Llc
    Minneapolis, MN
Other Businesses

1. NORTH STAR CONSULTANTS AND NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangements with Securian Financial or MN Life Insurance Co.; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-18
  • S66 Uniform Combined State Law Examination
    2020-09-18

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