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Mary Dana Katherine Faber

Charles Schwab & Co., Inc.

Omaha, NE

CRD 7289061

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-10-14
  • NE RA
    APPROVED
    Since 2025-10-14

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 08/2020 11/2023
Unemployed Omaha NE 04/2020 08/2020
Frohardt Family Omaha NE 09/2018 03/2020
Iowa Western Community College Council Bluffs IA 01/2018 08/2018
Ecreamery Omaha NE 12/2016 02/2018
Faber Brothers Farm Sherburn MN 09/2010 12/2016
Charles Schwab & Co., Inc. Omaha NE 11/2023 Present
  • 08/2020 → 11/2023
    Td Ameritrade
    Omaha, NE
  • 04/2020 → 08/2020
    Unemployed
    Omaha, NE
  • 09/2018 → 03/2020
    Frohardt Family
    Omaha, NE
  • 01/2018 → 08/2018
    Iowa Western Community College
    Council Bluffs, IA
  • 12/2016 → 02/2018
    Ecreamery
    Omaha, NE
  • 09/2010 → 12/2016
    Faber Brothers Farm
    Sherburn, MN
  • 11/2023 → Present
    Omaha, NE
Other Businesses

Name: Faber Brothers Farms, Role: Farmhand, Type: Other, Start Date: 07/24/1996, Investment Related?: No, Address: 1775 Quail Rd, Sherburn, MN 56171, Number of Hours/Mo: 1, Duties: I grew up helping out on the farm whenever there was work to be done. Now that I live 4 hours from home, I only help out on occasion when I am visiting. This could include loading pigs, picking rock, helping with field work, or feeding livestock. I don't expect any compensation for helping out, but the farm will occasionally sell produce in my name. Name: Airbnb home rental, Role: Landlord/Host, Type: Rental Property, Start Date: 05/29/2021, Investment Related?: No, Address: 10513 Nebraska Ave, Omaha, NE 68134, Number of Hours/Mo: 2, Duties: I manage the property by accepting inquiries to rent our home, communicating with the cleaner to ensure our home is ready for future guests, and arrange for any repairs or updates to be completed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
S63 Uniform Securities Agent State Law Examination 2021-03-11
  • S66 Uniform Combined State Law Examination
    2025-10-02
  • S63 Uniform Securities Agent State Law Examination
    2021-03-11
Other Names
  • Mary Faber

View on SEC IAPD

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