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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-10-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 08/2020 | 11/2023 |
| Unemployed | Omaha | NE | 04/2020 | 08/2020 |
| Frohardt Family | Omaha | NE | 09/2018 | 03/2020 |
| Iowa Western Community College | Council Bluffs | IA | 01/2018 | 08/2018 |
| Ecreamery | Omaha | NE | 12/2016 | 02/2018 |
| Faber Brothers Farm | Sherburn | MN | 09/2010 | 12/2016 |
| Charles Schwab & Co., Inc. | Omaha | NE | 11/2023 | Present |
Name: Faber Brothers Farms, Role: Farmhand, Type: Other, Start Date: 07/24/1996, Investment Related?: No, Address: 1775 Quail Rd, Sherburn, MN 56171, Number of Hours/Mo: 1, Duties: I grew up helping out on the farm whenever there was work to be done. Now that I live 4 hours from home, I only help out on occasion when I am visiting. This could include loading pigs, picking rock, helping with field work, or feeding livestock. I don't expect any compensation for helping out, but the farm will occasionally sell produce in my name. Name: Airbnb home rental, Role: Landlord/Host, Type: Rental Property, Start Date: 05/29/2021, Investment Related?: No, Address: 10513 Nebraska Ave, Omaha, NE 68134, Number of Hours/Mo: 2, Duties: I manage the property by accepting inquiries to rent our home, communicating with the cleaner to ensure our home is ready for future guests, and arrange for any repairs or updates to be completed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-11 |
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