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Thomas Lee Engle

F/M Investments LLC

St. Louis, MO

Washington, DC

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Current Employers
F/M Investments Llc

3050 K. St Nw Suite 201, Washington, DC 20007 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-04-02
  • MO RA
    APPROVED
    Since 2024-04-02

Branch Locations

8235 Forsyth Boulevard Suite 725, St. Louis, MO 63105 • United States

3050 K. St Nw Suite 201, Washington, DC 20007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ziegler Capital Management, Llc Clayton MO 05/2015 Present
F/M Investments Llc St. Louis MO 04/2024 Present
  • 05/2015 → Present
    Ziegler Capital Management, Llc
    Clayton, MO
  • 04/2024 → Present
    F/M Investments Llc
    St. Louis, MO
Previous Registrations
  • 2020-06-12 → 2024-05-15
    Zcm
    Clayton, MO
  • 2015-06-16 → 2020-06-01
    Ziegler Capital Management, Llc
    Clayton, MO
  • 2012-02-15 → 2015-06-01
    Fiduciary Asset Management Llc
    Clayton, MO
  • 2005-05-06 → 2007-11-26
    Fiduciary Asset Management Llc
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-20
  • S65 Uniform Investment Adviser Law Examination
    2012-02-20
Other Names
  • Thomas Lee Engle

View on SEC IAPD

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