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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-08-24
  • LA RA
    APPROVED
    Since 2026-08-24

Branch Locations

445 North Blvd., #500 Suite 500, Baton Rouge, LA 70802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Investment Management Company Llc Austin TX 07/2020 05/2023
Pimco Investments Llc Austin TX 07/2020 05/2023
Louisiana State University Baton Rouge LA 08/2016 05/2020
Hong Kong Polytechnic University Kowloon 08/2017 12/2017
Louisiana State Employee'S Retirement System Baton Rouge LA 05/2018 06/2020
Lsu Dept Of Management Baton Rouge LA 08/2016 05/2018
Jpmorgan Chase Bank, N.A. Baton Rouge LA 10/2023 08/2026
J.P. Morgan Securities Llc Baton Rouge LA 10/2023 08/2026
Teacher'S Retirement System Of Louisiana Baton Rouge LA 06/2023 10/2023
Cyberkeep Solutions Prairieville LA 09/2025 07/2026
Raymond James & Associates, Inc Baton Rouge LA 08/2026 Present
  • 07/2020 → 05/2023
    Pacific Investment Management Company Llc
    Austin, TX
  • 07/2020 → 05/2023
    Pimco Investments Llc
    Austin, TX
  • 08/2016 → 05/2020
    Louisiana State University
    Baton Rouge, LA
  • 08/2017 → 12/2017
    Hong Kong Polytechnic University
    Kowloon
  • 05/2018 → 06/2020
    Louisiana State Employee'S Retirement System
    Baton Rouge, LA
  • 08/2016 → 05/2018
    Lsu Dept Of Management
    Baton Rouge, LA
  • 10/2023 → 08/2026
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
  • 10/2023 → 08/2026
    Baton Rouge, LA
  • 06/2023 → 10/2023
    Teacher'S Retirement System Of Louisiana
    Baton Rouge, LA
  • 09/2025 → 07/2026
    Cyberkeep Solutions
    Prairieville, LA
  • 08/2026 → Present
    Baton Rouge, LA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-18
S63 Uniform Securities Agent State Law Examination 2020-12-16
  • S65 Uniform Investment Adviser Law Examination
    2023-10-18
  • S63 Uniform Securities Agent State Law Examination
    2020-12-16
Other Names
  • Sam Chastain
  • Samuel Harper Chastain

View on SEC IAPD

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