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10 W. Main St., Fincastle, VA 24090 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-07-08 |
| CA | RA | APPROVED | 2021-09-10 |
| TX | RA | APPROVED | 2021-09-10 |
| VA | RA | APPROVED | 2020-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farm Credit | Culpeper | VA | 04/2015 | 02/2017 |
| The Bank Of Fincastle | Daleville | VA | 02/2017 | 03/2018 |
| Hometrust Bank | Roanoke | VA | 04/2018 | 12/2018 |
| Freedom First Credit Union | Roanoke | VA | 01/2019 | 08/2020 |
| Compass Capital Investments Llc | Fincastle | VA | 08/2020 | Present |
1) member/partner; Investment Real Estate; Investment Related: No; Location: Virginia; Description of the business: Investment real estate holdings; Responsibilities Duties: Owner of investment real estate; Start date with business: 2015-01-01; Hours devoted to business outside trading hours: 20; 10-15 hours per month 2) Board Member; Investment Related: Yes; Location: Roanoke VA; Description of the business: Brian serves on the Board of 2 non-profits: - Carilion Children's Advisory Board: Mission - To promote and support the mission and vision of Carilion Children's through advocacy, education, community service, and philanthropy. He has served in this capacity since 2018 - BizEd committee of Botetourt Co. - To promote and enhance local learning for business/chamber members in the Botetourt/Roanoke Valley communities. The committee has designed curriculums including Panels, Webinars, Lunch & Learns etc to tackle projects of how to start, grow, and maintain small business. How to market during extraordinary times (Covid) etc. Responsibilities Duties: Board Member; Start date with business: 2018-01-01; Hours devoted to business outside trading hours: 5; 3) Landeco, LLC; Investment related: No; Location: 10 W. Main Fincastle VA 24090; Description of the business: Aircraft holding company; Position Title: Member; Responsibilities Duties: none; Start date with business: 2020-11-11; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1. 4) Minority Owner; Impact Title and Settlement LLC; Investment related: No; 100 E Main Street Salem Virginia 24153 United States; Real Estate title and closing services; 2022-07-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0; 5) C4T, LLC; Managing Partner; Investment related: Yes; 100 E Main Street Salem Virginia 24153 USA; Private Fund; Duties: Managing partner for the private fund; 2022-11-01; Hours per month devoted to business during trading hours: 40; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; 6) Name of outside business: Mission Air Aviation LLC; Is the business investment related: No; Location of the business: 100 East Main Street Salem Virginia 24153 United States; Position Title: Minority Owner; Start date with business: 2022-08-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0; 7) Name of outside business: GB Airlink; Is the business investment related: No; Location of the business: 100 E Main Street Salem Virginia United States; Position Title: Minority Owner; Start date with business: 2022-08-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0; 8) Cleared To Land, LLC (C2L, LLC); Location of the business: 100 E Main St Salem Virginia 24153 United States; Description of the business: Loan origination office; Position Title: Owner ; Start date with business: 2026-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-30 |
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