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Virginia Allen Barkett

Compass Capital Investments LLC

Fincastle, VA

CRD 5502927

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Employer firm

Compass Capital Investments LLC CRD 291911

$14.6M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Compass Capital Investments Llc

10 W. Main St., Fincastle, VA 24090 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-12
FL RA APPROVED 2024-11-12
NV RA APPROVED 2024-11-12
GA RA APPROVED 2022-07-08
VA RA APPROVED 2018-07-17
TX RA APPROVED 2018-07-11
  • CA RA
    APPROVED
    Since 2024-11-12
  • FL RA
    APPROVED
    Since 2024-11-12
  • NV RA
    APPROVED
    Since 2024-11-12
  • GA RA
    APPROVED
    Since 2022-07-08
  • VA RA
    APPROVED
    Since 2018-07-17
  • TX RA
    APPROVED
    Since 2018-07-11

Branch Locations

10 W. Main St., Fincastle, VA 24090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Capital Investments Llc Fincastle VA 06/2018 Present
Virginia Barkett, Sole Proprietor Fincastle VA 10/2016 Present
Barkett-Allen Capital, Llc Fincastle VA 02/2006 12/2017
  • 06/2018 → Present
    Fincastle, VA
  • 10/2016 → Present
    Virginia Barkett, Sole Proprietor
    Fincastle, VA
  • 02/2006 → 12/2017
    Barkett-Allen Capital, Llc
    Fincastle, VA
Other Businesses

1. Virginia Barkett, Investment related; Sole Proprietor; Insurance Agent; 10/2016; Fincastle, VA; 10 HPM; 5 during securities trading; insurance sales and service. 2. Position: Member/Manager; FIRM: Hospitality; Investment Related: No; Location: Fincastle, VA; Description of the business: Hospitality related business including a Café, Pie Shoppe, wedding venue and event space; Responsibilities Duties: Owner and manager of the LLC; Start date with business: 2018-12-11; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 10. 3. Rental Real Estate Investments; Investment related: No; Location: 10 W. Main Street Fincastle VA 24090 United States; Position Title: Member; Responsibilities Duties: None; Start date: 2020-04-09; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0. 4. Children's Book author (Ropeswing LLC since 10/02/2014) and Farm owner (Sunnyside Ranch LLC since 8/26/2008); Investment related: No; Location of the business: 10 W. Main Street Fincastle VA 24090 United States; Position Title: Author (Ropeswing LLC); Member (Sunnyside Ranch LLC) Responsibilities Duties: Author (Ropeswing LLC); none (Sunnyside Ranch LLC) Start date with business: 2020-04-09; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-20
  • S65 Uniform Investment Adviser Law Examination
    2017-11-20
Other Names
  • Margaret Virginia Allen
  • Virgina Allen Barkett

View on SEC IAPD

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