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10 W. Main St., Fincastle, VA 24090 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-12 |
| FL | RA | APPROVED | 2024-11-12 |
| NV | RA | APPROVED | 2024-11-12 |
| GA | RA | APPROVED | 2022-07-08 |
| VA | RA | APPROVED | 2018-07-17 |
| TX | RA | APPROVED | 2018-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Capital Investments Llc | Fincastle | VA | 06/2018 | Present |
| Virginia Barkett, Sole Proprietor | Fincastle | VA | 10/2016 | Present |
| Barkett-Allen Capital, Llc | Fincastle | VA | 02/2006 | 12/2017 |
1. Virginia Barkett, Investment related; Sole Proprietor; Insurance Agent; 10/2016; Fincastle, VA; 10 HPM; 5 during securities trading; insurance sales and service. 2. Position: Member/Manager; FIRM: Hospitality; Investment Related: No; Location: Fincastle, VA; Description of the business: Hospitality related business including a Café, Pie Shoppe, wedding venue and event space; Responsibilities Duties: Owner and manager of the LLC; Start date with business: 2018-12-11; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 10. 3. Rental Real Estate Investments; Investment related: No; Location: 10 W. Main Street Fincastle VA 24090 United States; Position Title: Member; Responsibilities Duties: None; Start date: 2020-04-09; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0. 4. Children's Book author (Ropeswing LLC since 10/02/2014) and Farm owner (Sunnyside Ranch LLC since 8/26/2008); Investment related: No; Location of the business: 10 W. Main Street Fincastle VA 24090 United States; Position Title: Author (Ropeswing LLC); Member (Sunnyside Ranch LLC) Responsibilities Duties: Author (Ropeswing LLC); none (Sunnyside Ranch LLC) Start date with business: 2020-04-09; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-20 |
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