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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ben E. Keith | Dallas | TX | 01/2020 | 04/2020 |
| Texas Christian University | Fort Worth | TX | 08/2016 | 05/2020 |
| Thrivent Advisor Network Dba 49 Financial | Dallas | TX | 08/2020 | 09/2020 |
| Td Ameritrade | Southlake | TX | 09/2020 | 08/2022 |
| Ubs Financial Services Inc. | Fort Worth | TX | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-01 |
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