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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-06-30
  • VA RA
    APPROVED
    Since 2023-06-30

Branch Locations

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

2213 N Glebe Rd, Arlington, VA 22207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Baltimore MD 09/2019 08/2022
J.P. Morgan Securities Llc Baltimore MD 08/2020 08/2022
Suntrust Towsn MD 10/2018 09/2019
Hunt Valley Catering Hunt Valley MD 05/2018 06/2019
Banana Republic Towson MD 10/2016 05/2018
Montgomery College - Rockville Rockville MD 08/2015 12/2017
Kohls Germantown MD 09/2016 11/2016
Wells Fargo Clearing Services, Llc Arlington VA 02/2023 04/2023
Wells Fargo Bank, Na Arlington VA 02/2023 Present
Unemployed Arlington VA 09/2022 01/2023
Wells Fargo Clearing Services, Llc Arlington VA 06/2023 Present
  • 09/2019 → 08/2022
    Jpmorgan Chase Bank, N.A.
    Baltimore, MD
  • 08/2020 → 08/2022
    J.P. Morgan Securities Llc
    Baltimore, MD
  • 10/2018 → 09/2019
    Suntrust
    Towsn, MD
  • 05/2018 → 06/2019
    Hunt Valley Catering
    Hunt Valley, MD
  • 10/2016 → 05/2018
    Banana Republic
    Towson, MD
  • 08/2015 → 12/2017
    Montgomery College - Rockville
    Rockville, MD
  • 09/2016 → 11/2016
    Kohls
    Germantown, MD
  • 02/2023 → 04/2023
    Arlington, VA
  • 02/2023 → Present
    Wells Fargo Bank, Na
    Arlington, VA
  • 09/2022 → 01/2023
    Unemployed
    Arlington, VA
  • 06/2023 → Present
    Arlington, VA
Other Businesses

INTERIOR REMODELING, LLC; NOT INV. RELATED; GAITHERSBURG,MD; 100% OWNERSHIP; START DATE 08/25/2022; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; REMODELING COMPANY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-24
S63 Uniform Securities Agent State Law Examination 2020-12-09
  • S65 Uniform Investment Adviser Law Examination
    2023-05-24
  • S63 Uniform Securities Agent State Law Examination
    2020-12-09

View on SEC IAPD

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